of FX derivatives and interest rate derivatives essential for product discussions and sales. FCA licensing or equivalent...
complies with FCA regulations and internal processes Support Account Executives with placement and client servicing...
the code of conduct which incorporates the PRA and FCA Conduct. Undertake training on Beazley policies and procedures...
in all that we do Meeting the required standards for providing fair financial advice and services to our customers, adhering to FCA regulations...
of international regulations in the way that we carry out our work. This position is involved in work that is regulated by the FCA...
safeguarding, ensuring our customer funds protection framework adheres fully to the FCA's new regime. We're...
as a subject matter expert in areas such as regulatory compliance (FCA, PRA), fraud prevention, customer experience (CX...
. Your focus will be on COREP reporting, but may extend to other regulatory returns (FINREP, PRA/FCA Returns). There...
of our industry, FCA regulations and how our firm operates. This can then act as a pathway to further qualifications, such as the...
& Compliance: As a regulated financial services business, all employees are expected to comply with the FCA Conduct Rules..., which include: Acting with integrity Acting with due skill, care, and diligence Being open and cooperative with the FCA, PRA...