of our industry, FCA regulations and how our firm operates. This can then act as a pathway to further qualifications, such as the...
in all that we do Meeting the required standards for providing fair financial advice and services to our customers, adhering to FCA regulations...
and associated regulatory obligations. You have strong technical knowledge of FCA regulatory frameworks relevant to authorised firms..., particularly investment businesses, including SYSC, COBS, AIFMD, MiFID, and FCA FUND requirements. You have experience managing...
safeguarding, ensuring our customer funds protection framework adheres fully to the FCA's new regime. We're...
Maintain full FCA compliance and accurate client records About You Fully CeMAP (or equivalent) qualified Proven... Lancashire, Shared Ownership Mortgage Broker, Whole of Market Adviser, CeMAP Qualified Mortgage Advisor, FCA Compliant Mortgage...
) with clear AUM track record. Relevant professional qualifications - minimum CISI Level 4 (CFA, CISI, or equivalent) with FCA...
working knowledge of relevant regulations (e.g. FCA Handbook, JMLSG, FATF, MLRs, PSRs) A degree (2:1 or above) â³ 3+ years...
and associated regulatory obligations. You have strong technical knowledge of FCA regulatory frameworks relevant to authorised firms..., particularly investment businesses, including SYSC, COBS, AIFMD, MiFID, and FCA FUND requirements. You have experience managing...
with all relevant Company and regulatory obligations (including adherence to FCA rules (including FCA CONC rules, delivering fair... customer outcomes TCF, FCA, CCA, DPA). We are Tandem - Where impact meets innovation Tandem is the UK's greener digital...
and associated regulatory obligations. You have strong technical knowledge of FCA regulatory frameworks relevant to authorised firms..., particularly investment businesses, including SYSC, COBS, AIFMD, MiFID, and FCA FUND requirements. You have experience managing...