and associated regulatory obligations. You have strong technical knowledge of FCA regulatory frameworks relevant to authorised firms..., particularly investment businesses, including SYSC, COBS, AIFMD, MiFID, and FCA FUND requirements. You have experience managing...
and cooperative with the FCA, the PRA and other regulators Pay due regard to the interests of customers and treat them fairly...
from internal sources. Ensure that the Sales Team present the approved Finance presentation, in accordance with FCA regulations...
and RFPs Ensure compliance with internal governance and FCA regulatory requirements About You Minimum 2 years...
Ability to prioritise workloads in a fast-paced, KPI-driven setting Good understanding or awareness of FCA regulations...
compliance (FCA/PRA). Proven experience in a senior leadership compliance or governance role within financial services (FCA/PRA... with business agility and growth priorities. Desirable Professional qualifications (e.g. ICA, ICSA, IRM, FCA authorised...
in line with FCA regulations What's on Offer Basic salary up to £65,000, depending on experience Attractive bonus...
, including offering memoranda and side letters. Provide regulatory advice on FCA, AIFMD, MiFID II, and related regimes. Manage...
and internal support teams Maintain accurate records in line with FCA and compliance requirements About You CeMAP...
to FCA regulations Do you have what it takes to be a Evans Halshaw colleague? We’re looking for someone who...