rates Desirable: Experience within insurance or financial services, particularly working under FCA regulations Attention...
and FCA) and governance best practice. Proven experience developing or operating enterprise risk frameworks, risk appetite...
. Degree/MBA and relevant professional certifications in Compliance. Sound knowledge of UK financial regulations (FCA, PRA...
clients are carried out in accordance with the FCA rules. To represent the company and the division to clients, potential...
, lenders, solicitors and introducers Maintain accurate records in line with FCA and regulatory requirements...
addressing inquiries Ensure adherence to regulatory requirements throughout client interactions and comply with FCA regulations...
to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual Accountability Regime... and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following...
regulatory requirements, including FCA rules and broader UK/EU financial regulations. This is a hands-on role suited...
and email Maintaining accurate records and updating CRM systems Ensuring compliance with GDPR, FCA and internal standards Supporting...
understanding of compliance and FCA regulation. How we support our colleagues In addition to our comprehensive benefits package...