Strategy and fully adheres to FCA-regulated processes. Guide and support the broking team, allocating responsibilities... understanding of compliance and FCA regulation Ability to work well as part of a team Demonstrate integrity and professionalism...
and strong customer outcomes within a regulated framework Act as a senior conduct and risk leader, ensuring compliance with FCA...
and reporting frameworks suitable for future exit Oversee FCA regulatory responsibilities and governance Recruit and develop... personal revenue generation Strong FCA regulatory and operational knowledge P&L responsibility for a business, division...
clients are carried out in accordance with the FCA rules. To represent the company and the division to clients, potential...
: Contact customers via telephone, email, letter, and text to collect overdue payments in line with company policies and FCA...
compliance (FCA/PRA). Proven experience in a senior leadership compliance or governance role within financial services (FCA/PRA... with business agility and growth priorities. Desirable Professional qualifications (e.g. ICA, ICSA, IRM, FCA authorised...
and global markets. As a licensed Electronic Money Institution (EMI) authorised by the UK Financial Conduct Authority (FCA), the...
to FCA regulations Do you have what it takes to be a Evans Halshaw colleague? We’re looking for someone who...
and regulated by the Financial Conduct Authority ( FCA ) under firm reference number 311384 for insurance mediation and credit... broking activities. You may check this on the Financial Services Register by visiting the FCA's website, https://register...
meetings when required to assist with cash-flow modelling and technical discussions Maintain compliance with FCA guidelines... knowledge of FCA COBS suitability requirements Strong organisational skills and attention to detail, with the ability to manage...