/resolving issues not requiring escalation. Handle complaints in line with FCA/Company guidelines and timescales and adhere... to FCA, TCF and Data Protection Regulations Know, understand and apply the principles of TCF, and report any potential area...
, particularly those set by the FCA, PRA, and financial crime legislation. Why join us? Join a collaborative and inclusive... arising from Group Compliance monitoring activity. What you'll need to have Understanding of the FCA and PRA regulatory...
understanding of compliance and FCA regulation. How we support our colleagues In addition to our comprehensive benefits package...
Ability to prioritise workloads in a fast-paced, KPI-driven setting Good understanding or awareness of FCA regulations...
Strategy and fully adheres to FCA‑regulated processes. Guide and support the broking team, allocating responsibilities... understanding of compliance and FCA regulation Ability to work well as part of a team Demonstrate integrity and professionalism...
What we would like you to bring Awareness knowledge of FCA compliance and financial requirements Financial and business acumen Proficiency...
in line with FCA regulations What's on Offer Basic salary up to £65,000, depending on experience Attractive bonus...
), COBIT, ISO27001/2 and COSO Strong understanding of regulatory requirements relevant to financial services (e.g. FCA/PRA...
regulatory requirements, including FCA rules and broader UK/EU financial regulations. This is a hands-on role suited...
and international AML rules, ensuring KYC due diligence and annual reviews are conducted. Comply with FCA and PRA conduct rules...