obligations under MAR and FCA requirements, while continuously strengthening the effectiveness, efficiency, and maturity of the... detection capability and reduce false positives. Governance, Risk & Regulatory Compliance Ensure ongoing compliance with FCA...
and associated regulatory obligations. You have strong technical knowledge of FCA regulatory frameworks relevant to authorised firms..., particularly investment businesses, including SYSC, COBS, AIFMD, MiFID, and FCA FUND requirements. You have experience managing...
of the team Delivering insurance recommendations to clients at both new business and renewal within FCA and consumer duty...
on FCA and PRA regulatory requirements for banks, investment firms, and asset managers. Supporting clients on regulatory...
and associated regulatory obligations. You have strong technical knowledge of FCA regulatory frameworks relevant to authorised firms..., particularly investment businesses, including SYSC, COBS, AIFMD, MiFID, and FCA FUND requirements. You have experience managing...
with regulatory returns via RegData Supporting Adviser permissions, registrations and updates through FCA Connect Liaising... or financial planning environment Some experience or strong exposure to RegData regulatory returns and FCA Connect Adviser...
by: Managing a portfolio of FCA CASS clients, ensuring audits are delivered on time and to the required quality standards...
standards. Working knowledge of FCA compliance rules. Competent user of insurance client system;Acturis an advantage...
safeguarding, ensuring our customer funds protection framework adheres fully to the FCA's new regime. We're...
, and operations teams Ensuring all product features and processes meet relevant regulatory and scheme compliance requirements (FCA...