Excellent working knowledge of financial standards and guidelines – e.g. FCA, Consumer Duty, Data Protection Experience...
in recent years. At the same time, financial vulnerability has grown significantly. FCA research indicates...
to join the team. The Senior Paraplanner analyses trading client portfolios and accounts to provide FCA regulated advice...
, and negotiate settlements with professionalism and confidence. Maintain accurate records, adhere to FCA guidelines, and manage...
to FCA regulations Do you have what it takes to be a Evans Halshaw colleague? We’re looking for someone who...
John Clark ( Aberdeen ) Limited is authorised and regulated by the Financial Conduct Authority ( FCA ) under firm reference... by visiting the FCA's website, https://register.fca.org.uk or by contacting the FCA on 0800 111 6768. We have six wholly owned...
required standards for providing fair financial advice and services to our customers, adhering to FCA regulations Do you have what it...
., FCA, SMCR) is highly desirable. Comfortable working across multiple geographies and time zones. Experience presenting...
outcomes effectively Highly organised, proactive and detail-focused with strong problem-solving skills Understanding of FCA...
your details will be published on the FCA’s Financial Services Register This role has been identified as a Client-dealing function under SYSC... 27.8.18R as defined in the FCA Handbook The Person (“Pâ€) performs the client-dealing FCA certification function for a firm if:(1) P...