/resolving issues not requiring escalation. Handle complaints in line with FCA/Company guidelines and timescales and adhere... to FCA, TCF and Data Protection Regulations Know, understand and apply the principles of TCF, and report any potential area...
addressing inquiries Ensure adherence to regulatory requirements throughout client interactions and comply with FCA regulations...
relationships with key stakeholders at BoE and FCA, ensuring LBG’s voice is prominent across the Digital Assets space. Advising... in roles connected to the FCA or Bank of England’s payments or digital assets regulatory or oversight teams...
: Contact customers via telephone, email, letter, and text to collect overdue payments in line with company policies and FCA...
and RFPs Ensure compliance with internal governance and FCA regulatory requirements About You Minimum 2 years...
and strong customer outcomes within a regulated framework Act as a senior conduct and risk leader, ensuring compliance with FCA...
meetings when required to assist with cash-flow modelling and technical discussions Maintain compliance with FCA guidelines... knowledge of FCA COBS suitability requirements Strong organisational skills and attention to detail, with the ability to manage...
and FCA) and governance best practice. Proven experience developing or operating enterprise risk frameworks, risk appetite...
and global markets. As a licensed Electronic Money Institution (EMI) authorised by the UK Financial Conduct Authority (FCA), the...
. Degree/MBA and relevant professional certifications in Compliance. Sound knowledge of UK financial regulations (FCA, PRA...