) with clear AUM track record. Relevant professional qualifications - minimum CISI Level 4 (CFA, CISI, or equivalent) with FCA...
as a subject matter expert in areas such as regulatory compliance (FCA, PRA), fraud prevention, customer experience (CX...
and associated regulatory obligations. You have strong technical knowledge of FCA regulatory frameworks relevant to authorised firms..., particularly investment businesses, including SYSC, COBS, AIFMD, MiFID, and FCA FUND requirements. You have experience managing...
FCA, Central Bank of Ireland, Bank of Canada, and others. This is a high-visibility role with significant opportunities... such as the Financial Conduct Authority (FCA), Central Bank of Ireland (CBI), and Bank of Canada, particularly regarding licensing...
requirements (e.g., FCA, Central Bank of Ireland, and other designated EU authorities). - Serve as the primary point of contact...
as required by Brown Shipley to meet the company's agreed business plan To conduct your business in accordance with FCA Rules and Internal...
from internal sources. Ensure that the Sales Team present the approved Finance presentation, in accordance with FCA regulations...
and cooperative with the FCA, the PRA and other regulators Pay due regard to the interests of customers and treat them fairly...
from internal sources. Ensure that the Sales Team present the approved Finance presentation, in accordance with FCA regulations...
to detail, and full compliance with company policies, procedures, and industry regulations (including FCA requirements...