Sales Executive
packages Meeting the required standards for providing fair financial advice and services to our customers, adhering to FCA...
packages Meeting the required standards for providing fair financial advice and services to our customers, adhering to FCA...
, preferably from a regulatory perspective. Good understanding of FCA regulations and the impact of regulatory risk...
, with an ability to think outside the box using skills such as horizon scanning of other sources such as rhetoric from the FCA, FOS... effectively, you will have a working knowledge of multiple FCA sourcebooks i.e. MCOB, ICOB, PROD, PRIN Ability to confidently...
as escalation point, and ensure SLAs and in-market requirements are met. Drive compliance and risk management – ensure FCA SMCR...
FINANCIAL DISCLOSURE John Clark ( Aberdeen ) Limited is authorised and regulated by the Financial Conduct Authority ( FCA... Services Register by visiting the FCA's website, https://register.fca.org.uk or by contacting the FCA on 0800 111 6768...
Collection (TDC) programme. This is a high-profile initiative aimed at modernising how the FCA collects, manages and leverages..., workshops and engagement sessions across the FCA. Drive alignment and collaboration across FCA policy areas to ensure cohesive...
in professional setting Relevant FCA regulatory qualifications must be acquired within 150 days of employment Work Location...
to FCA regulations Do you have what it takes to be a Evans Halshaw colleague? We’re looking for someone who...
debt targets Comply with FCA regulations and client management requirements The Ideal Candidate Relevant Insurance...
. You have a good understanding of the current regulatory environment, including MLRs, FCA Handbook, JMLSG, EU Money Laundering...