. Strong technical expertise in IFRS, UK GAAP, CASS rules, and FCA regulations. This firm's Asset Management Audit team delivers...
and regulated by the Financial Conduct Authority ( FCA ) under firm reference number 311384 for insurance mediation and credit... broking activities. You may check this on the Financial Services Register by visiting the FCA's website, https://register...
). Understanding of FCA guidelines and other relevant regulatory frameworks. Strong communication skills and the ability to manage...
to financial services (e.g. FCA/PRA regulations, UK GDPR, DORA) Experience designing and/or assuring information technology...
. Ensure compliance with FCA, DPA, TCF, CPR, and jurisdiction-specific regulations. Take ownership of your personal...
you operate within the context of the FCA regulations at all times and that the Treating Customers Fairly initiative is fully...
John Clark ( Aberdeen ) Limited is authorised and regulated by the Financial Conduct Authority ( FCA ) under firm reference... by visiting the FCA's website, https://register.fca.org.uk or by contacting the FCA on 0800 111 6768. We have six wholly owned...
) and be familiar with FCA regulations. Experience using Intelligent Office would be advantageous. Salary Salary up to £32k...
Prudential Regulation Authority (firm reference number 150892 www.fca.org.uk). Coventry Building Society. Principal Office...
and will also be subject to additional routine criminal and credit checks As a certified colleague your details will be published on the FCA... FCA Handbook The Person (“Pâ€) performs the client-dealing FCA certification function for a firm if:(1) P is carrying out...