and regulated by the Financial Conduct Authority ( FCA ) under firm reference number 311384 for insurance mediation and credit... broking activities. You may check this on the Financial Services Register by visiting the FCA's website, https://register...
responsibilities include: Ensuring compliance with FCA regulations, including CASS and Client Money rules Overseeing company... cycles Strong understanding of CASS, FCA regulations, and fund accounting Excellent working knowledge of Microsoft Office...
and will also be subject to additional routine criminal and credit checks As a certified colleague your details will be published on the FCA... FCA Handbook The Person (“Pâ€) performs the client-dealing FCA certification function for a firm if:(1) P is carrying out...
to FCA regulations Do you have what it takes to be a Evans Halshaw colleague? We’re looking for someone who...
administration, endorsements, and cancellations. Ensure compliance with FCA regulations, Consumer Duty obligations, and internal...
security, cybersecurity regulations, FCA compliance and product-related requirements. The role leads initiatives to achieve... compliance with PCI DSS, PRA/FCA, and other relevant regulations, embedding risk management practices into everyday processes...
ability to engage effectively with EU and UK regulators (ESMA, FCA) Analytical and curious approach;desire to solve problems...
, with an ability to think outside the box using skills such as horizon scanning of other sources such as rhetoric from the FCA, FOS... effectively, you will have a working knowledge of multiple FCA sourcebooks i.e. MCOB, ICOB, PROD, PRIN Ability to confidently...
Collection (TDC) programme. This is a high-profile initiative aimed at modernising how the FCA collects, manages and leverages..., workshops and engagement sessions across the FCA. Drive alignment and collaboration across FCA policy areas to ensure cohesive...
of product management and development in an FCA regulated market. Market Expertise: Understanding of pre-paid funeral plan...