Used Sales Executive
to FCA regulations Do you have what it takes to be a Evans Halshaw colleague? We’re looking for someone who...
to FCA regulations Do you have what it takes to be a Evans Halshaw colleague? We’re looking for someone who...
FINANCIAL DISCLOSURE John Clark ( Aberdeen ) Limited is authorised and regulated by the Financial Conduct Authority ( FCA... Services Register by visiting the FCA's website, https://register.fca.org.uk or by contacting the FCA on 0800 111 6768...
debt targets Comply with FCA regulations and client management requirements The Ideal Candidate Relevant Insurance...
ability to engage effectively with EU and UK regulators (ESMA, FCA) Analytical and curious approach;desire to solve problems...
, whilst exceeding customer expectations and meeting FCA requirements. You are willing to learn, as every day...
Collection (TDC) programme. This is a high-profile initiative aimed at modernising how the FCA collects, manages and leverages..., workshops and engagement sessions across the FCA. Drive alignment and collaboration across FCA policy areas to ensure cohesive...
in professional setting Relevant FCA regulatory qualifications must be acquired within 150 days of employment Work Location...
, with an ability to think outside the box using skills such as horizon scanning of other sources such as rhetoric from the FCA, FOS... effectively, you will have a working knowledge of multiple FCA sourcebooks i.e. MCOB, ICOB, PROD, PRIN Ability to confidently...
Compliance & Standards: Lead a fully FCA-regulated business with an unwavering focus on compliant delivery Prior FCA experience... accountability Sector Background: FCA or regulated financial services experience helpful but not essential Relevant backgrounds...
required by the Regulatory Bodies are carried out to the standards required. Ensure you operate within the context of the FCA...