, and negotiate settlements with professionalism and confidence. Maintain accurate records, adhere to FCA guidelines, and manage...
/background to pursue CFA designation. Appropriate registration/certification with FCA Peer relationships/teamwork Excellent...
required by the Regulatory Bodies are carried out to the standards required. Ensure you operate within the context of the FCA...
regulation and legislation, including AML, fraud, sanctions, PEPs, bribery and corruption, JMLSG guidance, and FCA rules...
BJAK operates in accordance with UK regulatory standards, especially FCA requirements. Protect consumers through... entry, licensing, and ongoing supervision. Serve as the primary contact with the FCA and relevant UK bodies. Interpret...
and services to our customers, adhering to FCA regulations Do you have what it takes to be a Stratstone colleague? We’re...
you operate within the context of the FCA regulations at all times and that the Treating Customers Fairly initiative is fully...
appropriately Knowledge of FCA conduct rules...
obligations register Assess new and existing regulatory requirements (FCA / PRA / cross-jurisdictional) and map them to policies... regulation (FCA/PRA;conduct and/or financial crime) Confident working across multiple stakeholders and challenging...
and collaboration. Deep understanding of FCA regulatory frameworks;PRA familiarity advantageous. Strong strategic acumen...