and reporting frameworks suitable for future exit Oversee FCA regulatory responsibilities and governance Recruit and develop... personal revenue generation Strong FCA regulatory and operational knowledge P&L responsibility for a business, division...
to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual Accountability Regime... and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following...
and motivated to succeed Compliance & Values You will be expected to operate in line with the FCA Conduct Rules, acting...
Conduct Authority (FCA), the UK financial services regulator, to undertake regulated activities on behalf of its clients... with integrity Must act with due skill, care and diligence Must be open and cooperative with the FCA and other regulators Must pay...
: Contact customers via telephone, email, letter, and text to collect overdue payments in line with company policies and FCA...
in recent years. At the same time, financial vulnerability has grown significantly. FCA research indicates...
to join the team. The Senior Paraplanner analyses trading client portfolios and accounts to provide FCA regulated advice...
Strategy and fully adheres to FCA‑regulated processes. Guide and support the broking team, allocating responsibilities... understanding of compliance and FCA regulation Ability to work well as part of a team Demonstrate integrity and professionalism...
and regulated by the Financial Conduct Authority ( FCA ) under firm reference number 311384 for insurance mediation and credit... broking activities. You may check this on the Financial Services Register by visiting the FCA's website, https://register...
meetings when required to assist with cash-flow modelling and technical discussions Maintain compliance with FCA guidelines... knowledge of FCA COBS suitability requirements Strong organisational skills and attention to detail, with the ability to manage...