to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual Accountability Regime... and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following...
and strong customer outcomes within a regulated framework Act as a senior conduct and risk leader, ensuring compliance with FCA...
understanding of compliance and FCA regulation. How we support our colleagues In addition to our comprehensive benefits package...
and cooperative with the FCA, the PRA and other regulators Pay due regard to the interests of customers and treat them fairly...
will also become responsible for ensuring compliance with Munich Re's Code of Conduct and the FCA Conduct Rules. Benefits: You will be rewarded...
and international AML rules, ensuring KYC due diligence and annual reviews are conducted. Comply with FCA and PRA conduct rules...
within FCA timelines and standards, protecting both our members and the business while delivering service people can trust...
What we would like you to bring Awareness knowledge of FCA compliance and financial requirements Financial and business acumen Proficiency...
to join the team. The Senior Paraplanner analyses trading client portfolios and accounts to provide FCA regulated advice...
in recent years. At the same time, financial vulnerability has grown significantly. FCA research indicates...