Ability to prioritise workloads in a fast-paced, KPI-driven setting Good understanding or awareness of FCA regulations...
and global markets. As a licensed Electronic Money Institution (EMI) authorised by the UK Financial Conduct Authority (FCA), the...
understanding of compliance and FCA regulation. How we support our colleagues In addition to our comprehensive benefits package...
, including offering memoranda and side letters. Provide regulatory advice on FCA, AIFMD, MiFID II, and related regimes. Manage...
. This position is involved in work that is regulated by the FCA and/or the PRA and their Individual Conduct Rules (COCON) apply to it...
required by the Regulatory Bodies are carried out to the standards required. Ensure you operate within the context of the FCA...
improvement initiatives Ensure compliance with FCA regulations and firm quality standards Criteria Min of three years...
required standards for providing fair financial advice and services to our customers, adhering to FCA regulations Do you have what it...
required by the Regulatory Bodies are carried out to the standards required. Ensure you operate within the context of the FCA...
, and negotiate settlements with professionalism and confidence. Maintain accurate records, adhere to FCA guidelines, and manage...