Office Secretary
appropriately Knowledge of FCA conduct rules...
appropriately Knowledge of FCA conduct rules...
, with an ability to think outside the box using skills such as horizon scanning of other sources such as rhetoric from the FCA, FOS... effectively, you will have a working knowledge of multiple FCA sourcebooks i.e. MCOB, ICOB, PROD, PRIN Ability to confidently...
, with an ability to think outside the box using skills such as horizon scanning of other sources such as rhetoric from the FCA, FOS... effectively, you will have a working knowledge of multiple FCA sourcebooks i.e. MCOB, ICOB, PROD, PRIN Ability to confidently...
suitability reports Ensuring all advice documentation is compliant according to FCA guidelines Working with the adviser...
to our customers, adhering to FCA regulations You will ensure the dealerships is well presented, making sure the site’s stock is well...
and compliant suitability reports Ensuring all advice documentation is compliant according to FCA guidelines Working with the...
and compliant suitability reports Ensuring all advice documentation is compliant according to FCA guidelines Working with the...
and communication aligns with FCA Consumer Duty requirements, even when not interacting directly with clients. Attend relevant team...
with all FCA requirements, industry conduct standards and ING compliance policies Contribute to strategic initiatives and ad‑hoc...
, secure data foundation including data warehousing, pipelines, governance, and compliance with GDPR, FCA, and financial data...