, you will play a key part in ensuring compliance with FCA regulations, supporting internal client money reconciliation processes... of the role will include: Performing daily internal client money reconciliations. Preparing and submitting FCA regulatory...
heavily concentrated in the financial services sector, including FCA-regulated entities. This high performing team provides...
, and in line with FCA and wider industry standards, while driving innovation, operational efficiency, and measurable business value...
in financial services regulatory matters Strong knowledge of FSMA 2000, FCA Handbook, MiFID II, and AIFMD Excellent written...
agreements Dealing with internal/external telephone communications within FCA guidelines Pursuing unpaid balances Responsible...
) is committed to promoting, monitoring, and implementing best practices, policies, procedures, and culture in adherence to the FCA...
with personalised offerings that meet their unique needs. As a market-leading fully FCA regulated commercial finance firm...
of vehicles, finance, and insurance products to ensure compliance with the Financial Conduct Authority (FCA) guidelines. Provide...
. Redress Exercises - Supporting firms following FCA Final Notices, including customer contact exercises, redress provision...
and compliant suitability reports Ensuring all advice documentation is compliant according to FCA guidelines Working with the...