, with an ability to think outside the box using skills such as horizon scanning of other sources such as rhetoric from the FCA, FOS... effectively, you will have a working knowledge of multiple FCA sourcebooks i.e. MCOB, ICOB, PROD, PRIN Ability to confidently...
queries Ensuring all work is FCA-compliant and completed to a high standard Building strong working relationships...
to FCA regulations Do you have what it takes to be a Stratstone colleague? We’re looking for someone who...
with all FCA requirements, industry conduct standards and ING compliance policies Contribute to strategic initiatives and ad‑hoc...
with customers. Monday to Friday - 9.00am 6.00pm Saturdays - Alternate – 9.00am - 1.00pm The Role  Working within FCA...
and compliant suitability reports Ensuring all advice documentation is compliant according to FCA guidelines Working with the...
' needs to provide appropriate optional extras so you can maximise your sales opportunities. Work within FCA rules. Helping...
. Principal Responsibilities AIFMD, UCITS, & FormPF: Production of periodic filings to the CSSF, FCA, & SEC. Performance...
, you will be disciplined in following the principles and rules of the FCA, demonstrating adherence to relevant regulations, rules... of financial products, FCA principles and regulatory standards. A collaborative approach to working with Financial Planners...
in the vehicle leasing sector. Authorised by the FCA and members of the BVRLA, our client connects finance companies...